2016 Agenda

Agenda

AGENDA

 

7:00-8:00         Breakfast

8:05-8:15         Welcome Remarks

8:20-9:00         Insider Trading Trends and Developments

-5 minute break-

9:05-9:45        Managing a True Corporate Crisis/Major Internal Investigation

-15 minute break-

10:00-10:40        The DOJ and Securities Fraud

-5 minute break-


10:45-11:25      FCPA Trends and Developments

-15 minute break-

11:40-12:20       Financial and Accounting Fraud

 

12:20-1:30       Lunch Break and Afternoon Keynote by Andrew J. Ceresney

 

1:30-2:30     Chairmen’s Panel

-5 minute break-


2:35-3:15       Financial Firm Spotlight — Asset Management, Private Equity, Hedge Funds and More

-15 minute break-

3:30-4:10         SEC Practice — Developments in Administrative Proceedings, Trials, Testimony, Wells Process, Settlements and More

-10 minute break-

4:20-5:00        Whistleblower Update

_________________________________________

Securities Enforcement Forum 2016 will address the most pressing and important issues and trends in the world of civil and criminal securities enforcement. Drawing on the experience of our extraordinary faculty of former and current senior officials of the SEC and the DOJ, as well as many other preeminent attorneys practicing in this area, SEF 2016 will analyze issues including:Trends and key issues in financial fraud and accounting investigations

  • Trends and key issues in financial fraud and accounting investigations
  • FCPA and anti-corruption trends, developments and best practices worldwide
  • Developments in SEC administrative proceedings
  • The evolving definition of insider trading and compliance challenges for companies and investment firms
  • The rise of cybersecurity as a major SEC and securities law issue
  • Whistleblower developments and the quickly growing impact of the SEC’s whistleblower program under Dodd-Frank
  • Ethics issues in bringing and defending SEC investigations
  • Impact of the coming “Changing of the Guard” at the SEC and DOJ
  • Trends in the criminalization of securities law
  • International enforcement of securities laws, and cooperation with the U.S.
  • Enforcement developments in SEC, FINRA, and other investigations regarding hedge funds, asset managers, broker-dealers and other investment entities
  • The future of the SEC settlement process following changes in SEC policy
  • Cooperation agreements, non-prosecution agreements and deferred prosecutions agreements
  • The increased use of trials, aggressive prosecutorial tactics and forensic analysis in securities enforcement matters

Details

When: Thursday, October 26, 2017
7:00 am - 8:00 am (breakfast & registration)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending approval in VA and PA)

Corporate Sponsors

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Law Firm Sponsors

Cahill

Ropes &Gray

Arnold & Porter

Baker230

BakerHostetler

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Jenner & Block

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