SEC Faculty: Carolyn M. Welshhans

Welshhans 150Carolyn Welshhans is an Associate Director in the SEC’s Division of Enforcement. Ms. Welshhans has conducted and supervised numerous investigations, including those involving insider trading, market structure, financial fraud, market manipulation, hacking, and registration violations.

Prior to joining the Commission, Ms. Welshhans was in private practice. She received her J.D. from the Boston College Law School, and she received her B.A. from the College of William and Mary.

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Details

When: Wednesday, Oct. 23, 2019
7:00 am - 8:00 am: Breakfast & Registration
8:00 am - 8:10 am: Welcome Remarks and Introductions
8:10 am - 8:40 am: Keynote by SEC Chairman Jay Clayton
8:40 am - 5:00 pm Panel Discussions (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Ave, NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (approved in PA)

CLE Information and Forms

SEF2014 CLE -sm6.0 hours CLE credit approved in PA. Forms available here.

Materials

Links to materials available here.

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