Faculty: Jeremiah Williams

Williams150Jeremiah Williams is part of Ropes & Gray’s business & securities litigation practice group with a focus on securities and futures enforcement. In his capacity as a litigator and former government enforcement attorney, Jeremiah has represented and prosecuted individuals and organizations in the financial services industry in both the private and public sectors. His extensive experience includes negotiating complex settlement agreements and navigating the Securities and Exchange Commission process. He is also experienced in white collar criminal defense and civil litigation involving financial instruments. Jeremiah provides compliance counseling for the firm’s asset management clients in the growing area of securities-related enforcement.

Prior to joining Ropes & Gray, Jeremiah was Senior Counsel in the Division of Enforcement at the Securities and Exchange Commission. While at the SEC, Jeremiah was a member of the Asset Management Unit, a specialized group investigating potential misconduct involving registered investment companies and private funds, with a particular focus on violations of the Investment Advisers Act and Investment Company Act. Jeremiah also previously spent six years in the financial industry, where he marketed equity derivatives to large institutional investors and developed quantitative models used for valuing and hedging complex fixed income securities. Jeremiah holds the Chartered Financial Analyst (CFA) designation.

Comments are closed.

CLE Info and Forms

SEF2014 CLE -sm6.5 hrs CLE credit approved in PA and VA. Forms available here.

Materials

Links to materials available here.

Details

When: Thursday, October 13, 2016
7:00 am - 8:00 am (breakfast & registration)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending approval in VA and PA)

Corporate Sponsors

FTI Consulting

MLALogo230 v2

IMS230

JRS230

Law Firm Sponsors

Cahill

Ropes &Gray

AllenOvery230

Arnold & Porter

Baker230

BakerHostetler

Cooley2016-230

cov230x60

dp230x60

Debevoise230v2

Dickinson230

Jenner & Block

kirkland230x60

latham230x60

Milbank 230x60

mofologo230x60

paulweiss230x60

PerkinsCoie

PhillipsCohen230

Steplogo