Faculty: Hon. Sharon Brown-Hruska

Brown-Hruska150v2Hon. Sharon Brown-Hruska is a Director in NERA Economic Consulting’s Securities and Finance Practice and the White Collar, Investigations and Enforcement Practice. Prior to joining NERA, she served as Commissioner (2002–2006) and Acting Chairman (2004–2005) of the U.S. Commodity Futures Trading Commission (CFTC).

Dr. Brown-Hruska provides consulting and expert witness testimony in cases alleging fraud or manipulation in securities and derivatives markets, as well as numerous regulatory enforcement, litigation, and compliance matters. She has analyzed and testified before regulatory authorities on high frequency and algorithmic trading strategies. She has served as a damages and liability expert in various matters, including cases involving regulatory requirements and compliance, proper treatment of customer funds, and losses arising from a broker-dealer and futures commission merchant (“FCM”) bankruptcy. She has testified as an expert in arbitrations before the Financial Industry Regulatory Authority (FINRA) on securities regulatory requirements and industry practices in cases involving fund and asset management of portfolios and structures including CDS, MBS, CMBS, and CDOs, subordination and asset structure, disclosure requirements, rating standards, and valuation of complex securities and derivatives. She has served as an arbitrator for the National Futures Association and serves on the Panel of Recognized International Market Experts in Finance (P.R.I.M.E. Finance), specializing in dispute resolution and international arbitration concerning derivatives and complex transactions.

Dr. Brown-Hruska also advises clients in valuation and modeling and has conducted valuation of derivatives contracts, the trading book, and multi-asset portfolios of physical and financial assets, and the entities that use them. She has evaluated contract settlement procedures and pricing mechanisms for over-the-counter (OTC) transactions and derivatives contracts in credit, interest rates, currency, and commodities markets. She has consulted on swap close-out and valued settlement amounts and damages in bankruptcy disputes and litigation. She has consulted on disputes relating to the valuation of affiliate guarantees, supply and marketing arrangements, and margins and fees in physical and structured deals in disputes in transfer pricing and tax cases.

While at the CFTC, Dr. Brown-Hruska served as a member of the President’s Working Group on Financial Markets, the President’s Corporate Fraud Task Force, and played a leadership role in cooperative enforcement with national and international authorities. She worked closely with staff attorneys and the CFTC Office of Cooperative Enforcement to facilitate interagency actions, including the prosecution of manipulation and fraudulent Ponzi schemes in foreign currency, energy, and other commodities. Working with other agencies, she led the agency’s efforts in development of anti-money laundering (AML) and “Know Your Customer” requirements, and was a leading member of the Financial Literacy and Education Commission.

Dr. Brown-Hruska currently serves on the Working Group on Financial Markets of the Federal Reserve Bank of Chicago and the CFTC Energy and Environmental Markets Advisory Committee (EEMAC). She is a Professor in Tulane University’s Energy Institute and served as Visiting Professor of Finance in Tulane University’s A.B. Freeman School of Business. She has lectured widely on investments and regulation and published in applied and scholarly publications including the Capital Markets Law Review, Barron’s, Regulation, and Journal of Futures Markets.

Comments are closed.

CLE Info and Forms

SEF2014 CLE -sm6.5 hrs CLE credit approved in PA and VA. Forms available here.

Materials

Links to materials available here.

Details

When: Thursday, October 13, 2016
7:00 am - 8:00 am (breakfast & registration)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending approval in VA and PA)

Corporate Sponsors

FTI Consulting

MLALogo230 v2

IMS230

JRS230

Law Firm Sponsors

Cahill

Ropes &Gray

AllenOvery230

Arnold & Porter

Baker230

BakerHostetler

Cooley2016-230

cov230x60

dp230x60

Debevoise230v2

Dickinson230

Jenner & Block

kirkland230x60

latham230x60

Milbank 230x60

mofologo230x60

paulweiss230x60

PerkinsCoie

PhillipsCohen230

Steplogo