SEC Faculty: Robert A. Cohen

CohenR150Robert A. Cohen is Co-Chief of the SEC Division of Enforcement’s Market Abuse Unit. The Market Abuse Unit is a national specialized unit that focuses on complex insider trading rings and other abusive trading schemes and misconduct.

Mr. Cohen joined the SEC in 2004. He has been involved in significant enforcement actions involving investment advisers and investment companies, insider trading, market manipulation, and public company accounting and financial disclosure violations. 

Prior to joining the Commission, Mr. Cohen was in private practice and served as a law clerk to the Honorable Alexander Williams, Jr., United States District Court for the District of Maryland. He received his J.D. from the New York University School of Law, where he served on the Law Review, and received a B.S. from Cornell University.

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CLE Info and Forms

SEF2014 CLE -sm6.5 hrs CLE credit approved in PA and VA. Forms available here.

Materials

Links to materials available here.

Details

When: Thursday, October 13, 2016
7:00 am - 8:00 am (breakfast & registration)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending approval in VA and PA)

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