Highlights from Securities Enforcement Forum West 2016

Securities Enforcement Forum West 2016 was held May 12, 2016 at the Fairmont Hotel in San Francisco, California.  The event was a full day of extraordinary keynotes and panels, including Keynotes by SEC Enforcement Director Andrew J. Ceresney and the Hon. Leslie R. Caldwell,  Assistant Attorney General for the Criminal Division of the U.S. Department of Justice, as well as a Directors Panel that featured four current and former Regional Directors from the SEC’s San Francisco and Los Angeles offices.

Securities Enforcement Forum West 2016 brought together hundreds of current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. Check out the short video below with some great photos and highlights from this year’s conference. See you next year!

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Details

When: Wednesday, Oct. 23, 2019
7:00 am - 8:00 am: Breakfast & Registration
8:00 am - 8:10 am: Welcome Remarks and Introductions
8:10 am - 8:40 am: Keynote by SEC Chairman Jay Clayton
8:40 am - 5:00 pm Panel Discussions (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Ave, NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (approved in PA)

CLE Information and Forms

SEF2014 CLE -sm6.0 hours CLE credit approved in PA. Forms available here.

Materials

Links to materials available here.

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