Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

On April 19, 2010, Securities Docket hosted an extraordinary live panel discussion featuring four current and former top officials of the U.S. Securities and Exchange Commission:

  • The Honorable Stanley Sporkin of the Gavel Consulting Group; former judge on the U.S. District Court for the District of Columbia (1985-2000) and former Director of the SEC’s Division of Enforcement (1974-1981)
  • Thomas Sporkin, Chief, SEC Enforcement’s Office of Market Intelligence
  • George Curtis, partner at Gibson, Dunn & Crutcher; former Regional and Deputy Director of the SEC’s Division of Enforcement (2006-2009)
  • John Reed Stark, Managing Director, Stroz Friedberg; former founder and Chief, SEC Enforcement’s Office of Internet Enforcement (1998-2009)

A video recording of this live event, which included a detailed discussion of the SEC’s lawsuit against Goldman Sachs filed on Friday, is available below.

SEC Enforcement: Past, Present and Future from Securities Docket on Vimeo.

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Details

When: Thursday, November 1, 2018
7:00 am - 8:20 am (breakfast & registration)
8:20 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel
2800 Pennsylvania Avenue, NW
Washington, D.C. 20007
CLE Credit: 6.5 hours (approved in PA)

CLE Information and Forms

SEF2014 CLE -sm6.5 hours CLE credit approved in PA. Forms available here.

Materials

Links to materials available here.

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