Highlights from West Coast SEC Directors Roundtable

Securities Docket’s West Coast SEC Directors Roundtable was held on May 8, 2014, in San Francisco. In front of a packed house at the beautiful Fairmont Hotel, an historic panel made up six current and former Regional Directors from the SEC’s San Francisco and Los Angeles offices addressed the most pressing and important issues and trends in the world of securities enforcement and regulation.

Please check out the short video below for some of the best photos and highlights from the West Coast SEC Directors Roundtable. Thank you, San Francisco!!

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Details

When: Thursday, November 1, 2018
7:00 am - 8:20 am (breakfast & registration)
8:20 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel
2800 Pennsylvania Avenue, NW
Washington, D.C. 20007
CLE Credit: 6.5 hours (approved in PA)

CLE Information and Forms

SEF2014 CLE -sm6.5 hours CLE credit approved in PA. Forms available here.

Materials

Links to materials available here.

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