SEC Faculty: Marc P. Berger

Berger2018 150

Marc P. Berger was named Director of the New York Regional Office in December 2017. The New York office has responsibility for the largest concentration of SEC-registered financial institutions, including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds.

Before serving at the Commission, Mr. Berger was global co-head of Ropes & Gray LLP’s Securities and Futures Enforcement Practice. His practice focused on white-collar criminal defense, regulatory enforcement, and internal investigations.

From 2002 to 2014, Mr. Berger served as an Assistant U.S. Attorney in the Southern District of New York, including serving as Chief of that office’s Securities and Commodities Fraud Task Force.  In that role, he supervised the investigation and prosecution of some of the nation’s highest profile financial and investment fraud cases, including the largest crackdown on hedge fund insider trading in U.S. history.  As a prosecutor, Mr. Berger also personally investigated and tried a wide variety of cases involving securities and commodities fraud, as well as other crimes.

Mr. Berger earned his bachelor’s degree with distinction from Cornell University in 1996 and his law degree from the University of Virginia School of Law in 1999.  Before joining the U.S. Attorney’s Office in Manhattan, he served as a law clerk for the Honorable Richard M. Berman of the U.S. District Court for the Southern District of New York.

Comments are closed.

Details

When: Thursday, November 1, 2018
7:00 am - 8:20 am (breakfast & registration)
8:20 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel
2800 Pennsylvania Avenue, NW
Washington, D.C. 20007
CLE Credit: 6.5 hours (approved in PA)

Corporate Sponsors

Ankura 230x60

Cornerstone230-v2

JRS230

Law Firm Sponsors

Cahill

Ropes &Gray

AllenOvery230 ArnoldPorter2018 230

Baker230

BakerHostetler

BuckleySandler230 v3

Cooley2016-230

Covington2018 230

dp230x60

Debevoise230v2

HHR v2 230

kirkland230x60

latham230x60

Linklaters2018 230

Milbank 230x60

mofologo230x60

MurphyMcGonigle2018 230

paulweiss230x60

PerkinsCoie

Proskauer230v2

QE2018 230

Steptoe2018 230

Willkie 230

WSG&R