Keynote and Faculty Bios

Keynote: Stephanie Avakian

Keynote: Stephanie Avakian

Stephanie Avakian, Co-Director, SEC Division of Enforcement

Directors’ Panel: Steven Peikin

Directors’ Panel: Steven Peikin

Steven Peikin, Co-Director, SEC Division of Enforcement

Directors’ Panel: George S. Canellos

Directors’ Panel: George S. Canellos

George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy

Directors’ Panel: Andrew J. Ceresney

Directors’ Panel: Andrew J. Ceresney

Andrew J. Ceresney, Partner, Debevoise & Plimpton LLP

Directors’ Panel: Robert S. Khuzami

Directors’ Panel: Robert S. Khuzami

Robert S. Khuzami, Partner, Kirkland & Ellis LLP

Directors’ Panel: Hon. Stanley Sporkin

Directors’ Panel: Hon. Stanley Sporkin

Panelist: The Honorable Stanley J. Sporkin (Ret.)

Directors’ Panel: Linda Chatman Thomsen

Directors’ Panel: Linda Chatman Thomsen

Linda Chatman Thomsen, Partner, Davis Polk & Wardwell LLP

Directors’ Panel: Dick Walker

Directors’ Panel: Dick Walker

Dick Walker, Partner, King & Spalding

SEC Faculty: Charles E. Cain

SEC Faculty: Charles E. Cain

Charles Cain, Acting Chief, Foreign Corrupt Practices Act Unit, SEC Division of Enforcement

SEC Faculty: Robert A. Cohen

SEC Faculty: Robert A. Cohen

Robert A. Cohen, Co-Chief, Market Abuse Unit, SEC Division of Enforcement

SEC Faculty: Scott W. Friestad

SEC Faculty: Scott W. Friestad

Scott W. Friestad, Associate Director, SEC Division of Enforcement

SEC Faculty: Gerald Hodgkins

SEC Faculty: Gerald Hodgkins

Gerald Hodgkins, Associate Director, SEC Division of Enforcement

SEC Faculty: Melissa Hodgman

SEC Faculty: Melissa Hodgman

Melissa Hodgman, Associate Director, SEC Division of Enforcement

SEC Faculty: Margaret S. McGuire

SEC Faculty: Margaret S. McGuire

Margaret S. McGuire, Chief, Financial Reporting and Audit Group, SEC Division of Enforcement

SEC Faculty: Jane A. Norberg

SEC Faculty: Jane A. Norberg

Jane A. Norberg, Chief, SEC Office of the Whistleblower

FINRA Faculty: Russell G. Ryan

FINRA Faculty: Russell G. Ryan

Russell G. Ryan, Senior Vice President and Deputy Chief, FINRA Department of Enforcement

Faculty: Amanda Aikman

Faculty: Amanda Aikman

Amanda Aikman, Associate, Morrison & Foerster LLP

Faculty: William R. Baker III

Faculty: William R. Baker III

William R. Baker III, Partner, Latham & Watkins LLP

Faculty: Christian R. Bartholomew

Faculty: Christian R. Bartholomew

Christian R. Bartholomew, Partner, Jenner & Block LLP

Faculty: J. Bradley Bennett

Faculty: J. Bradley Bennett

J. Bradley Bennett, Partner, Baker Botts LLP

Faculty: Bradley J. Bondi

Faculty: Bradley J. Bondi

Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP

Faculty: Luke T. Cadigan

Faculty: Luke T. Cadigan

Luke Cadigan, Partner, Cooley LLP

Faculty: John J. Carney

Faculty: John J. Carney

John J. Carney, Partner, Baker & Hostetler LLP

Faculty: Shawn Cleveland

Faculty: Shawn Cleveland

Shawn Cleveland, Partner, Winston & Strawn LLP

Faculty: Stephen L. Cohen

Faculty: Stephen L. Cohen

Stephen L. Cohen, Partner, Sidley Austin LLP

Faculty: Doug Davison

Faculty: Doug Davison

Doug Davison, Partner, Linklaters LLP

Faculty: Andrew J. Ehrlich

Faculty: Andrew J. Ehrlich

Andrew J. Ehrlich, Partner, Paul Weiss

Faculty: Jacob S. Frenkel

Faculty: Jacob S. Frenkel

Jacob S. Frenkel, Partner, Dickinson Wright PLLC

Faculty: Daniel M. Hawke

Faculty: Daniel M. Hawke

Daniel M. Hawke, Partner, Arnold & Porter Kaye Scholer LLP

Faculty: Dixie L. Johnson

Faculty: Dixie L. Johnson

Dixie L. Johnson, Partner, King & Spalding

Faculty: Erika A. Kelton

Faculty: Erika A. Kelton

Erika A. Kelton, Partner, Phillips & Cohen LLP

Faculty: Philip S. Khinda

Faculty: Philip S. Khinda

Philip S. Khinda, Partner, Steptoe & Johnson LLP

Faculty: David L. Kornblau

Faculty: David L. Kornblau

David L. Kornblau, Partner, Covington & Burling LLP

Faculty: George Kostolampros

Faculty: George Kostolampros

George Kostolampros, Partner, Venable LLP

Faculty: James M. Koukios

Faculty: James M. Koukios

James M. Koukios, Partner, Morrison & Foerster LLP

Faculty: Jennifer Marietta-Westberg

Faculty: Jennifer Marietta-Westberg

Jennifer Marietta-Westberg, Senior Economist, Cornerstone Research

Faculty: Luis R. Mejia

Faculty: Luis R. Mejia

Luis R. Mejia, Partner, Perkins Coie LLP

Faculty: Joshua M. Newville

Faculty: Joshua M. Newville

Joshua M. Newville, Partner, Proskauer Rose LLP

Faculty: R. Daniel O’Connor

Faculty: R. Daniel O’Connor

R. Daniel O’Connor, Partner, Ropes & Gray LLP

Faculty: Thomas A. Sporkin

Faculty: Thomas A. Sporkin

Thomas A. Sporkin, Partner, BuckleySandler LLP.

Faculty: John Reed Stark

Faculty: John Reed Stark

John Reed Stark, President, John Reed Stark Consulting LLC

Faculty: Jonathan R. Tuttle

Faculty: Jonathan R. Tuttle

Jonathan Tuttle, Partner, Debevoise & Plimpton LLP

Faculty: Martin S. Wilczynski

Faculty: Martin S. Wilczynski

Martin S. Wilczynski, Senior Managing Director, Ankura Consulting Group

Details

When: Thursday, October 26, 2017
7:00 am - 8:15 am (breakfast & registration)
8:15 am - 5:00 pmĀ (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.5 hours (approved in PA)

Corporate Sponsors

Ankura230

Cornerstone230-v2

JRS230

Law Firm Sponsors

Cahill

Ropes &Gray

APKS230

Baker230

BakerHostetler

BuckleySandler230 v3

Cooley2016-230

cov230x60

dp230x60

Debevoise230v2

Dickinson230

Jenner & Block

kirkland230x60

latham230x60

Milbank 230x60

mofologo230x60

paulweiss230x60

PerkinsCoie

PhillipsCohen230

Proskauer230v2

Steplogo

Sidley230v3

Venable230

Winston230