Securities Docket

Securities Docket

Highlights from Securities Enforcement Forum West 2017

Highlights from Securities Enforcement Forum West 2017

May 2017 at the Four Seasons in Silicon Valley, California

Highlights from Securities Enforcement Forum 2016

Highlights from Securities Enforcement Forum 2016

October 2016 at the Mayflower Hotel in Washington, D.C.

Highlights from Securities Enforcement Forum West 2016

Highlights from Securities Enforcement Forum West 2016

May 2016 at the Fairmont Hotel in San Francisco, California.

Highlights from Securities Enforcement Forum 2015

Highlights from Securities Enforcement Forum 2015

November 2015 at the Mayflower Hotel in Washington, D.C.

Highlights from Securities Enforcement Forum West 2015

Highlights from Securities Enforcement Forum West 2015

May 2015 at the Four Seasons Hotel in San Francisco, California.

Highlights from West Coast SEC Directors Roundtable

Highlights from West Coast SEC Directors Roundtable

May 2014 at the Fairmont Hotel in San Francisco, California.

Highlights from Securities Enforcement Forum 2012

Highlights from Securities Enforcement Forum 2012

October 2012 at the Mayflower Hotel in Washington, D.C.

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

April 2010 at the National Press Club in Washington, D.C.

Keynote Speaker: SEC Commissioner Robert J. Jackson Jr.

Keynote Speaker: SEC Commissioner Robert J. Jackson Jr.

Robert J. Jackson Jr., Commissioner, U.S. Securities and Exchange Commission

Directors’ Panel: Stephanie Avakian

Directors’ Panel: Stephanie Avakian

Stephanie Avakian, Co-Director, SEC Division of Enforcement

Directors’ Panel: George S. Canellos

Directors’ Panel: George S. Canellos

George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy

Directors’ Panel: Andrew J. Ceresney

Directors’ Panel: Andrew J. Ceresney

Andrew J. Ceresney, Partner, Debevoise & Plimpton LLP

Directors’ Panel: William R. McLucas

Directors’ Panel: William R. McLucas

William R. McLucas, Partner, WilmerHale

Directors’ Panel: Linda Chatman Thomsen

Directors’ Panel: Linda Chatman Thomsen

Linda Chatman Thomsen, Partner, Davis Polk & Wardwell LLP

Directors’ Panel: Dick Walker

Directors’ Panel: Dick Walker

Dick Walker, Partner, King & Spalding

SEC Faculty: Anita B. Bandy

SEC Faculty: Anita B. Bandy

Anita B. Bandy, Assistant Director, SEC Division of Enforcement

SEC Faculty: Marc P. Berger

SEC Faculty: Marc P. Berger

Marc P. Berger, Director, SEC’s New York Regional Office

SEC Faculty: Charles E. Cain

SEC Faculty: Charles E. Cain

Charles Cain, Chief, Foreign Corrupt Practices Act Unit, SEC Division of Enforcement

SEC Faculty: Robert A. Cohen

SEC Faculty: Robert A. Cohen

Robert A. Cohen, Chief, Cyber Unit, SEC Division of Enforcement

SEC Faculty: Melissa Hodgman

SEC Faculty: Melissa Hodgman

Melissa Hodgman, Associate Director, SEC Division of Enforcement

SEC Faculty: Jane A. Norberg

SEC Faculty: Jane A. Norberg

Jane A. Norberg, Chief, SEC Office of the Whistleblower

Faculty: William R. Baker III

Faculty: William R. Baker III

William R. Baker III, Partner, Latham & Watkins LLP

Faculty: Jonathan R. Barr

Faculty: Jonathan R. Barr

Jonathan R. Barr, Partner, BakerHostetler

Faculty: Christian R. Bartholomew

Faculty: Christian R. Bartholomew

Christian R. Bartholomew, Partner, Murphy & McGonigle

Faculty: Bradley J. Bondi

Faculty: Bradley J. Bondi

Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP

Faculty: Luke T. Cadigan

Faculty: Luke T. Cadigan

Luke Cadigan, Partner, Cooley LLP

Faculty: Christopher P. Conniff

Faculty: Christopher P. Conniff

Christopher P. Conniff, Partner, Ropes & Gray LLP

Faculty: Doug Davison

Faculty: Doug Davison

Doug Davison, Partner, Linklaters LLP

Faculty: Jason Flemmons

Faculty: Jason Flemmons

Jason Flemmons, Senior Managing Director, Ankura Consulting Group

Faculty: Elizabeth P. Gray

Faculty: Elizabeth P. Gray

Elizabeth P. Gray, Partner, Willkie Farr & Gallagher LLP

Faculty: Caz Hashemi

Faculty: Caz Hashemi

Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati

Faculty: Terence Healy

Faculty: Terence Healy

Terence Healy, Partner, Hughes Hubbard & Reed LLP

Faculty: Gerald Hodgkins

Faculty: Gerald Hodgkins

Gerald Hodgkins, Partner, Covington & Burling LLP

Faculty: Dixie L. Johnson

Faculty: Dixie L. Johnson

Dixie L. Johnson, Partner, King & Spalding

Faculty: Philip S. Khinda

Faculty: Philip S. Khinda

Philip S. Khinda, Partner, Steptoe & Johnson LLP

Faculty: James M. Koukios

Faculty: James M. Koukios

James M. Koukios, Partner, Morrison & Foerster LLP

Faculty: Kenneth R. Lench

Faculty: Kenneth R. Lench

Kenneth R. Lench, Partner, Kirkland & Ellis LLP

Faculty: Michael Liftik

Faculty: Michael Liftik

Michael Liftik, Partner, Quinn Emanuel Urquhart & Sullivan LLP

Faculty: Luis R. Mejia

Faculty: Luis R. Mejia

Luis R. Mejia, Partner, Perkins Coie LLP

Faculty: Bridget Moore

Faculty: Bridget Moore

Bridget Moore, Partner, Baker Botts LLP

Faculty: Dr. Nicole M. Moran

Faculty: Dr. Nicole M. Moran

Dr. Nicole M. Moran, Principal, Cornerstone Research

Faculty: Kevin J. O’Connor

Faculty: Kevin J. O’Connor

Kevin J. O’Connor, Chief Legal Officer, Point72

Faculty: Fiona A. Philip

Faculty: Fiona A. Philip

Fiona A. Philip, Partner, Sidley Austin LLP

Details

When: Thursday, November 1, 2018
7:00 am - 8:20 am (breakfast & registration)
8:20 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel
2800 Pennsylvania Avenue, NW
Washington, D.C. 20007
CLE Credit: 6.5 hours (approved in PA)

Corporate Sponsors

Ankura 230x60

Cornerstone230-v2

JRS230

Law Firm Sponsors

Cahill

Ropes &Gray

AllenOvery230 ArnoldPorter2018 230

Baker230

BakerHostetler

BuckleySandler230 v3

Cooley2016-230

Covington2018 230

dp230x60

Debevoise230v2

HHR v2 230

kirkland230x60

latham230x60

Linklaters2018 230

Milbank 230x60

mofologo230x60

MurphyMcGonigle2018 230

paulweiss230x60

PerkinsCoie

Proskauer230v2

QE2018 230

Steptoe2018 230

Willkie 230

WSG&R