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Securities Docket
By Securities Docket on July 11, 2017, 1:51 pm
May 2017 at the Four Seasons in Silicon Valley, California
Posted in Past Highlights
By Securities Docket on May 22, 2017, 6:10 pm
October 2016 at the Mayflower Hotel in Washington, D.C.
Posted in Past Highlights
By Securities Docket on June 16, 2016, 12:09 pm
May 2016 at the Fairmont Hotel in San Francisco, California.
Posted in Past Highlights
By Securities Docket on January 29, 2016, 3:00 pm
November 2015 at the Mayflower Hotel in Washington, D.C.
Posted in Past Highlights
By Securities Docket on November 3, 2014, 9:42 am
May 2015 at the Four Seasons Hotel in San Francisco, California.
Posted in Past Highlights
By Securities Docket on November 3, 2014, 9:38 am
October 2014 at the Four Seasons Hotel in Washington, D.C.
Posted in Past Highlights | Tagged Highlights, Photos, Videos
By Securities Docket on November 3, 2014, 9:34 am
May 2014 at the Fairmont Hotel in San Francisco, California.
Posted in Past Highlights
By Securities Docket on November 3, 2014, 9:30 am
October 2013 at the Mayflower Hotel in Washington, D.C.
Posted in Past Highlights | Tagged Highlights, Photos, Videos
By Securities Docket on November 3, 2014, 9:25 am
October 2012 at the Mayflower Hotel in Washington, D.C.
Posted in Past Highlights
By Securities Docket on November 3, 2014, 9:20 am
April 2010 at the National Press Club in Washington, D.C.
Posted in Past Highlights
By Securities Docket on January 30, 2014, 7:43 pm
Stephanie Avakian, Co-Director, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 7:35 pm
Steven Peikin, Co-Director, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 7:30 pm
George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 7:20 pm
Andrew J. Ceresney, Partner, Debevoise & Plimpton LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 7:10 pm
Robert S. Khuzami, Partner, Kirkland & Ellis LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 6:40 pm
Panelist: The Honorable Stanley J. Sporkin (Ret.)
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 6:35 pm
Linda Chatman Thomsen, Partner, Davis Polk & Wardwell LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 6:30 pm
Dick Walker, Partner, King & Spalding
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 6:25 pm
Charles Cain, Acting Chief, Foreign Corrupt Practices Act Unit, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 6:10 pm
Robert A. Cohen, Co-Chief, Market Abuse Unit, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 6:00 pm
Scott W. Friestad, Associate Director, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 5:50 pm
Gerald Hodgkins, Associate Director, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 5:45 pm
Melissa Hodgman, Associate Director, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 5:40 pm
Margaret S. McGuire, Chief, Financial Reporting and Audit Group, SEC Division of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 5:30 pm
Jane A. Norberg, Chief, SEC Office of the Whistleblower
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 5:00 pm
Russell G. Ryan, Senior Vice President and Deputy Chief, FINRA Department of Enforcement
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:45 pm
Amanda Aikman, Associate, Morrison & Foerster LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:28 pm
William R. Baker III, Partner, Latham & Watkins LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:24 pm
Christian R. Bartholomew, Partner, Jenner & Block LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:20 pm
J. Bradley Bennett, Partner, Baker Botts LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:15 pm
Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:09 pm
Luke Cadigan, Partner, Cooley LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:07 pm
John J. Carney, Partner, Baker & Hostetler LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:05 pm
Shawn Cleveland, Partner, Winston & Strawn LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:03 pm
Stephen L. Cohen, Partner, Sidley Austin LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:01 pm
Doug Davison, Partner, Linklaters LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 4:00 pm
Andrew J. Ehrlich, Partner, Paul Weiss
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:59 pm
Jacob S. Frenkel, Partner, Dickinson Wright PLLC
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:57 pm
Daniel M. Hawke, Partner, Arnold & Porter Kaye Scholer LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:53 pm
Dixie L. Johnson, Partner, King & Spalding
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:47 pm
Erika A. Kelton, Partner, Phillips & Cohen LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:45 pm
Philip S. Khinda, Partner, Steptoe & Johnson LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:42 pm
David L. Kornblau, Partner, Covington & Burling LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:41 pm
George Kostolampros, Partner, Venable LLP
Posted in Keynote and Faculty Bios
By Securities Docket on January 30, 2014, 3:35 pm
Jennifer Marietta-Westberg, Senior Economist, Cornerstone Research
Posted in Keynote and Faculty Bios
6.5 hrs CLE credit approved in PA. Forms available here.
