Securities Docket

Securities Docket

Highlights from Securities Enforcement Forum West 2017

Highlights from Securities Enforcement Forum West 2017

May 2017 at the Four Seasons in Silicon Valley, California

Highlights from Securities Enforcement Forum 2016

Highlights from Securities Enforcement Forum 2016

October 2016 at the Mayflower Hotel in Washington, D.C.

Highlights from Securities Enforcement Forum West 2016

Highlights from Securities Enforcement Forum West 2016

May 2016 at the Fairmont Hotel in San Francisco, California.

Highlights from Securities Enforcement Forum 2015

Highlights from Securities Enforcement Forum 2015

November 2015 at the Mayflower Hotel in Washington, D.C.

Highlights from Securities Enforcement Forum West 2015

Highlights from Securities Enforcement Forum West 2015

May 2015 at the Four Seasons Hotel in San Francisco, California.

Highlights from West Coast SEC Directors Roundtable

Highlights from West Coast SEC Directors Roundtable

May 2014 at the Fairmont Hotel in San Francisco, California.

Highlights from Securities Enforcement Forum 2012

Highlights from Securities Enforcement Forum 2012

October 2012 at the Mayflower Hotel in Washington, D.C.

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

April 2010 at the National Press Club in Washington, D.C.

Keynote Speaker: Jay Clayton

Keynote Speaker: Jay Clayton

Jay Clayton, Chairman, U.S. Securities and Exchange Commission

SEC Faculty: Steven Peikin

SEC Faculty: Steven Peikin

Steven Peikin, Co-Director, SEC Division of Enforcement

SEC Faculty: Adam S. Aderton

SEC Faculty: Adam S. Aderton

Adam S. Aderton, Co-Chief, SEC Division of Enforcement’s Asset Management Unit

SEC Faculty: Anita B. Bandy

SEC Faculty: Anita B. Bandy

Anita B. Bandy, Associate Director, SEC Division of Enforcement

SEC Faculty: Joseph K. Brenner

SEC Faculty: Joseph K. Brenner

Joseph K. Brenner, Chief Counsel, SEC Division of Enforcement

SEC Faculty: Melissa Hodgman

SEC Faculty: Melissa Hodgman

Melissa Hodgman, Associate Director, SEC Division of Enforcement

SEC Faculty: Matthew S. Jacques

SEC Faculty: Matthew S. Jacques

Matthew S. Jacques, Chief Accountant, SEC Division of Enforcement

SEC Faculty: Paul Kim

SEC Faculty: Paul Kim

Paul Kim, Assistant Director, Cyber and Market Abuse Units, SEC Division of Enforcement

SEC Faculty: Jane A. Norberg

SEC Faculty: Jane A. Norberg

Jane A. Norberg, Chief, SEC Office of the Whistleblower

SEC Faculty: Carolyn M. Welshhans

SEC Faculty: Carolyn M. Welshhans

Carolyn M. Welshhans, Associate Director, SEC Division of Enforcement

Faculty: William R. Baker III

Faculty: William R. Baker III

William R. Baker III, Partner, Latham & Watkins LLP

Faculty: Bradley J. Bondi

Faculty: Bradley J. Bondi

Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP

Faculty: Luke T. Cadigan

Faculty: Luke T. Cadigan

Luke Cadigan, Partner, Cooley LLP

Faculty: George S. Canellos

Faculty: George S. Canellos

George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy

Faculty: John J. Carney

Faculty: John J. Carney

John J. Carney, Partner, Baker & Hostetler LLP

Faculty: Andrew J. Ceresney

Faculty: Andrew J. Ceresney

Andrew J. Ceresney, Partner, Debevoise & Plimpton LLP

Faculty: Robert A. Cohen

Faculty: Robert A. Cohen

Robert A. Cohen, Partner, Davis Polk & Wardwell LLP

Faculty: Christopher P. Conniff

Faculty: Christopher P. Conniff

Christopher P. Conniff, Partner, Ropes & Gray LLP

Faculty: Doug Davison

Faculty: Doug Davison

Doug Davison, Partner, Linklaters LLP

Faculty: Daniel M. Gallagher, Jr.

Faculty: Daniel M. Gallagher, Jr.

Daniel M. Gallagher, Jr., Partner, WilmerHale

Faculty: Elizabeth P. Gray

Faculty: Elizabeth P. Gray

Elizabeth P. Gray, Partner, Willkie Farr & Gallagher LLP

Faculty: Caz Hashemi

Faculty: Caz Hashemi

Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati

Faculty: Daniel M. Hawke

Faculty: Daniel M. Hawke

Daniel M. Hawke, Partner, Arnold & Porter

Faculty: Terence Healy

Faculty: Terence Healy

Terence Healy, Partner, Hughes Hubbard & Reed LLP

Faculty: Gerald Hodgkins

Faculty: Gerald Hodgkins

Gerald Hodgkins, Partner, Covington & Burling LLP

Faculty: Dixie L. Johnson

Faculty: Dixie L. Johnson

Dixie L. Johnson, Partner, King & Spalding

Faculty: Philip S. Khinda

Faculty: Philip S. Khinda

Philip S. Khinda, Partner, Steptoe & Johnson LLP

Faculty: Kenneth R. Lench

Faculty: Kenneth R. Lench

Kenneth R. Lench, Partner, Kirkland & Ellis LLP

Faculty: Michael Liftik

Faculty: Michael Liftik

Michael Liftik, Partner, Quinn Emanuel Urquhart & Sullivan LLP

Faculty: Matthew T. Martens

Faculty: Matthew T. Martens

Matthew T. Martens, Partner, WilmerHale

Faculty: William R. McLucas

Faculty: William R. McLucas

William R. McLucas, Partner, WilmerHale

Faculty: Luis R. Mejia

Faculty: Luis R. Mejia

Luis R. Mejia, Partner, Perkins Coie LLP

Faculty: Claudius B. Modesti

Faculty: Claudius B. Modesti

Claudius B. Modesti, Partner, Akin Gump Strauss Hauer & Feld LLP

Faculty: Bridget Moore

Faculty: Bridget Moore

Bridget Moore, Partner, Baker Botts LLP

Faculty: Dr. Nicole M. Moran

Faculty: Dr. Nicole M. Moran

Dr. Nicole M. Moran, Principal, Cornerstone Research

Details

When: Wednesday, Oct. 23, 2019
7:00 am - 8:00 am: Breakfast & Registration
8:00 am - 8:10 am: Welcome Remarks and Introductions
8:10 am - 8:40 am: Keynote by SEC Chairman Jay Clayton
8:40 am - 5:00 pm Panel Discussions (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Ave, NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (approved in PA)

Corporate Sponsors

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Law Firm Sponsors

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Ropes &Gray

Akin Gump 230

AllenOvery230 ArnoldPorter2018 230

Baker230

BakerHostetler

Buckley 230

Cooley2016-230

Covington2018 230

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Debevoise230v2

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Linklaters2018 230

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QE2018 230

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Troutman 230

Willkie 230

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