Securities Docket

Securities Docket

Highlights from Securities Enforcement Forum West 2016

Highlights from Securities Enforcement Forum West 2016

May 2016 at the Fairmont Hotel in San Francisco, California.

Keynote Speaker: Andrew J. Ceresney

Keynote Speaker: Andrew J. Ceresney

Andrew J. Ceresney, Director, SEC Division of Enforcement

Chairmen’s Panel: Daniel M. Gallagher, Jr.

Chairmen’s Panel: Daniel M. Gallagher, Jr.

Daniel M. Gallagher, Jr., President, Patomak Global Partners, LLC (SEC Commissioner 2011-2015)

Chairmen’s Panel: Hon. Harvey L. Pitt

Chairmen’s Panel: Hon. Harvey L. Pitt

Hon. Harvey L. Pitt, Founder and CEO, Kalorama Partners, LLC (SEC Chairman 2001-2003)

Chairmen’s Panel: Anthony Scaramucci

Chairmen’s Panel: Anthony Scaramucci

Anthony Scaramucci, Founder and Co-Managing Partner, SkyBridge Capital

Highlights from Securities Enforcement Forum 2015

Highlights from Securities Enforcement Forum 2015

November 2015 at the Mayflower Hotel in Washington, D.C.

Highlights from Securities Enforcement Forum West 2015

Highlights from Securities Enforcement Forum West 2015

May 2015 at the Four Seasons Hotel in San Francisco, California.

Highlights from West Coast SEC Directors Roundtable

Highlights from West Coast SEC Directors Roundtable

May 2014 at the Fairmont Hotel in San Francisco, California.

Highlights from Securities Enforcement Forum 2012

Highlights from Securities Enforcement Forum 2012

October 2012 at the Mayflower Hotel in Washington, D.C.

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

April 2010 at the National Press Club in Washington, D.C.

SEC Faculty: Stephanie Avakian

SEC Faculty: Stephanie Avakian

Stephanie Avakian, Deputy Director, SEC Division of Enforcement

SEC Faculty: Kara Novaco Brockmeyer

SEC Faculty: Kara Novaco Brockmeyer

Kara Novaco Brockmeyer, Chief, Foreign Corrupt Practices Act Unit, SEC Division of Enforcement

SEC Faculty: Robert A. Cohen

SEC Faculty: Robert A. Cohen

Robert A. Cohen, Co-Chief, Market Abuse Unit, SEC Division of Enforcement

SEC Faculty: Gerald Hodgkins

SEC Faculty: Gerald Hodgkins

Gerald Hodgkins, Associate Director, SEC Division of Enforcement

SEC Faculty: Margaret S. McGuire

SEC Faculty: Margaret S. McGuire

Margaret S. McGuire, Chief, Financial Reporting and Audit Group, SEC Division of Enforcement

SEC Faculty: Jane A. Norberg

SEC Faculty: Jane A. Norberg

Jane A. Norberg, Chief, SEC Office of the Whistleblower

Faculty: Bruce A. Baird

Faculty: Bruce A. Baird

Bruce A. Baird, Partner, Covington & Burling LLP

Faculty: William R. Baker III

Faculty: William R. Baker III

William R. Baker III, Partner, Latham & Watkins LLP

Faculty: Jonathan R. Barr

Faculty: Jonathan R. Barr

Jonathan R. Barr, Partner, BakerHostetler

Faculty: Jim Barratt

Faculty: Jim Barratt

Jim Barratt, Managing Director, FTI Consulting

Faculty: Christian R. Bartholomew

Faculty: Christian R. Bartholomew

Christian R. Bartholomew, Partner, Jenner & Block LLP

Faculty: Bradley J. Bondi

Faculty: Bradley J. Bondi

Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP

Faculty: Alex Bourelly

Faculty: Alex Bourelly

Alex Bourelly, Partner, Baker Botts LLP

Faculty: Hon. Sharon Brown-Hruska

Faculty: Hon. Sharon Brown-Hruska

Hon. Sharon Brown-Hruska, Director, NERA Economic Consulting

Faculty: George S. Canellos

Faculty: George S. Canellos

George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy

Faculty: Jacob S. Frenkel

Faculty: Jacob S. Frenkel

Jacob S. Frenkel, Partner, Dickinson Wright PLLC

Faculty: Daniel M. Hawke

Faculty: Daniel M. Hawke

Daniel M. Hawke, Partner, Arnold & Porter LLP

Faculty: Dixie L. Johnson

Faculty: Dixie L. Johnson

Dixie L. Johnson, Partner, King & Spalding

Faculty: Brad S. Karp

Faculty: Brad S. Karp

Brad S. Karp, Chairman and Partner, Paul, Weiss, Rifkind, Wharton & Garrison LLP

Faculty: David N. Kelley

Faculty: David N. Kelley

David N. Kelley, Partner, Cahill Gordon & Reindel LLP

Faculty: Erika A. Kelton

Faculty: Erika A. Kelton

Erika A. Kelton, Partner, Phillips & Cohen LLP

Faculty: Philip S. Khinda

Faculty: Philip S. Khinda

Philip S. Khinda, Partner, Steptoe & Johnson LLP

Faculty: Robert S. Khuzami

Faculty: Robert S. Khuzami

Robert S. Khuzami, Partner, Kirkland & Ellis LLP

Faculty: James M. Koukios

Faculty: James M. Koukios

James M. Koukios, Partner, Morrison & Foerster LLP

Faculty: Vincente L. Martinez

Faculty: Vincente L. Martinez

Vincente L. Martinez, Partner, K&L Gates LLP

Faculty: Sean X. McKessy

Faculty: Sean X. McKessy

Sean X. McKessy, Partner, Phillips & Cohen LLP

Faculty: William R. McLucas

Faculty: William R. McLucas

William R. McLucas, Partner, WilmerHale

Faculty: Luis R. Mejia

Faculty: Luis R. Mejia

Luis R. Mejia, Partner, Perkins Coie LLP

CLE Info and Forms

SEF2014 CLE -sm6.5 hrs CLE credit approved in PA and VA. Forms available here.

Materials

Links to materials available here.

Details

When: Thursday, October 13, 2016
7:00 am - 8:00 am (breakfast & registration)
8:00 am - 5:00 pmĀ (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending approval in VA and PA)

Corporate Sponsors

FTI Consulting

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Law Firm Sponsors

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Arnold & Porter

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Jenner & Block

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PerkinsCoie

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