Securities Docket

Securities Docket

Highlights from Securities Enforcement Forum West 2017

Highlights from Securities Enforcement Forum West 2017

May 2017 at the Four Seasons in Silicon Valley, California

Highlights from Securities Enforcement Forum 2016

Highlights from Securities Enforcement Forum 2016

October 2016 at the Mayflower Hotel in Washington, D.C.

Highlights from Securities Enforcement Forum West 2016

Highlights from Securities Enforcement Forum West 2016

May 2016 at the Fairmont Hotel in San Francisco, California.

Highlights from Securities Enforcement Forum 2015

Highlights from Securities Enforcement Forum 2015

November 2015 at the Mayflower Hotel in Washington, D.C.

Highlights from Securities Enforcement Forum West 2015

Highlights from Securities Enforcement Forum West 2015

May 2015 at the Four Seasons Hotel in San Francisco, California.

Highlights from West Coast SEC Directors Roundtable

Highlights from West Coast SEC Directors Roundtable

May 2014 at the Fairmont Hotel in San Francisco, California.

Highlights from Securities Enforcement Forum 2012

Highlights from Securities Enforcement Forum 2012

October 2012 at the Mayflower Hotel in Washington, D.C.

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

Panel Discussion: ‘SEC Enforcement–Past, Present and Future’

April 2010 at the National Press Club in Washington, D.C.

Keynote: Stephanie Avakian

Keynote: Stephanie Avakian

Stephanie Avakian, Deputy Director, SEC Division of Enforcement

Directors’ Panel: George S. Canellos

Directors’ Panel: George S. Canellos

George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy

Directors’ Panel: Andrew J. Ceresney

Directors’ Panel: Andrew J. Ceresney

Andrew J. Ceresney, Partner, Debevoise & Plimpton LLP

Directors’ Panel: Robert S. Khuzami

Directors’ Panel: Robert S. Khuzami

Robert S. Khuzami, Partner, Kirkland & Ellis LLP

Directors’ Panel: William R. McLucas

Directors’ Panel: William R. McLucas

William R. McLucas, Partner, WilmerHale

Directors’ Panel: Linda Chatman Thomsen

Directors’ Panel: Linda Chatman Thomsen

Linda Chatman Thomsen, Partner, Davis Polk & Wardwell LLP

Directors’ Panel: Hon. Stanley Sporkin

Directors’ Panel: Hon. Stanley Sporkin

Panelist: The Honorable Stanley J. Sporkin (Ret.)

SEC Faculty: Charles E. Cain

SEC Faculty: Charles E. Cain

Charles Cain, Acting Chief, Foreign Corrupt Practices Act Unit, SEC Division of Enforcement

SEC Faculty: Robert A. Cohen

SEC Faculty: Robert A. Cohen

Robert A. Cohen, Co-Chief, Market Abuse Unit, SEC Division of Enforcement

SEC Faculty: Scott W. Friestad

SEC Faculty: Scott W. Friestad

Scott W. Friestad, Associate Director, SEC Division of Enforcement

SEC Faculty: Gerald Hodgkins

SEC Faculty: Gerald Hodgkins

Gerald Hodgkins, Associate Director, SEC Division of Enforcement

SEC Faculty: Margaret S. McGuire

SEC Faculty: Margaret S. McGuire

Margaret S. McGuire, Chief, Financial Reporting and Audit Group, SEC Division of Enforcement

SEC Faculty: Jane A. Norberg

SEC Faculty: Jane A. Norberg

Jane A. Norberg, Chief, SEC Office of the Whistleblower

FINRA Faculty: Russell G. Ryan

FINRA Faculty: Russell G. Ryan

Russell G. Ryan, Senior Vice President and Deputy Chief, FINRA Department of Enforcement

Faculty: William R. Baker III

Faculty: William R. Baker III

William R. Baker III, Partner, Latham & Watkins LLP

Faculty: Christian R. Bartholomew

Faculty: Christian R. Bartholomew

Christian R. Bartholomew, Partner, Jenner & Block LLP

Faculty: Bradley J. Bondi

Faculty: Bradley J. Bondi

Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP

Faculty: Alex Bourelly

Faculty: Alex Bourelly

Alex Bourelly, Partner, Baker Botts LLP

Faculty: Luke T. Cadigan

Faculty: Luke T. Cadigan

Luke Cadigan, Partner, Cooley LLP

Faculty: John J. Carney

Faculty: John J. Carney

John J. Carney, Partner, Baker & Hostetler LLP

Faculty: Shawn Cleveland

Faculty: Shawn Cleveland

Shawn Cleveland, Partner, Winston & Strawn LLP

Faculty: Stephen L. Cohen

Faculty: Stephen L. Cohen

Stephen L. Cohen, Partner, Sidley Austin LLP

Faculty: Douglas J. Davison

Faculty: Douglas J. Davison

Douglas J. Davison, Partner, WilmerHale

Faculty: Andrew J. Ehrlich

Faculty: Andrew J. Ehrlich

Andrew J. Ehrlich, Partner, Paul Weiss

Faculty: Jacob S. Frenkel

Faculty: Jacob S. Frenkel

Jacob S. Frenkel, Partner, Dickinson Wright PLLC

Faculty: Daniel M. Hawke

Faculty: Daniel M. Hawke

Daniel M. Hawke, Partner, Arnold & Porter Kaye Scholer LLP

Faculty: Dixie L. Johnson

Faculty: Dixie L. Johnson

Dixie L. Johnson, Partner, King & Spalding

Faculty: Erika A. Kelton

Faculty: Erika A. Kelton

Erika A. Kelton, Partner, Phillips & Cohen LLP

Faculty: Philip S. Khinda

Faculty: Philip S. Khinda

Philip S. Khinda, Partner, Steptoe & Johnson LLP

Faculty: David L. Kornblau

Faculty: David L. Kornblau

David L. Kornblau, Partner, Covington & Burling LLP

Details

When: Thursday, October 26, 2017
7:00 am - 8:00 am (breakfast & registration)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending approval in VA and PA)

Corporate Sponsors

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Law Firm Sponsors

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