Securities Enforcement Forum 2015

November 4, 2015, Mayflower Renaissance Hotel, Washington, D.C.

Securities Enforcement Forum 2015 is a unique, one-day conference in Washington, D.C. that brings together current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. This year’s conference will take place on Wednesday, November 4, 2015, in the spectacular Grand Ballroom of the Mayflower Renaissance Hotel in Washington, D.C.

For the third consecutive year, Securities Enforcement Forum 2015 will also present an historic “Directors’ Panel” that will include current SEC Enforcement Director Andrew Ceresney as well as former SEC Enforcement Directors George Canellos, Robert Khuzami, Linda Chatman Thomsen, Bill McLucas and Judge Stanley Sporkin. The conference will also feature a stellar faculty – including an extraordinary number of current senior SEC enforcement officials and federal prosecutors, as well as former SEC Directors of Enforcement and over a dozen other luminaries in the securities enforcement field — who will discuss the most important issues now facing attorneys and professionals who work in this area.

Current Faculty and Speaker List for Securities Enforcement Forum 2015:

Directors’ Panel:

  • Andrew J. Ceresney, Director, SEC Division of Enforcement (2013-present)
  • George S. Canellos, Partner,  Milbank, Tweed, Hadley & McCloy LLP (SEC Co-Director of Enforcement, 2013-2014)
  • Robert S. Khuzami, Partner, Kirkland & Ellis LLP (SEC Director of Enforcement, 2009-2013)
  • William R. McLucas, Partner, WilmerHale (SEC Director of Enforcement, 1989-1997)
  • Hon. Stanley J. Sporkin (Ret.), Leader, BP America Ombudsman Program (SEC Director of Enforcement, 1974-1981)
  • Linda Chatman Thomsen, Partner, Davis Polk & Wardwell LLP (SEC Director of Enforcement 2005-2009)

SEC Faculty*:

  • Stephanie Avakian, Deputy Director, SEC Division of Enforcement
  • Kara Novaco Brockmeyer, Chief, Foreign Corrupt Practices Act Unit, SEC Division of Enforcement
  • Stephen L. Cohen, Associate Director, SEC Division of Enforcement
  • Scott W. Friestad, Associate Director, SEC Division of Enforcement
  • Daniel M. Hawke, Chief, Market Abuse Unit, SEC Division of Enforcement
  • Julie M. Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement

DOJ Faculty:

  • William J. Stellmach, Acting Principal Deputy Chief, Fraud Section, DOJ Criminal Division

FINRA Faculty:

  • Russell G. Ryan, Senior Vice President and Deputy Chief, FINRA Department of Enforcement

Faculty:

  • William R. Baker III, Latham & Watkins LLP
  • Christian R. Bartholomew, Partner, Jenner & Block LLP
  • David B. Bayless, Covington & Burling LLP
  • Marc P. Berger, Partner, Ropes & Gray LLP
  • Bradley J. Bondi, Partner, Cadwalader, Wickersham & Taft LLP
  • Alex Bourelly, Partner, Baker & Botts LLP
  • John J. Carney, Partner, Baker & Hostetler LLP
  • Dr. Patrick Conroy, Senior Vice President, NERA Economic Consulting
  • Charles E. Duross, Partner, Morrison & Foerster LLP
  • Dixie L. Johnson, Partner, King & Spalding LLP
  • Brad S. Karp, Partner, Paul, Weiss
  • Philip S. Khinda, Partner, Steptoe & Johnson LLP
  • Luis R. Mejia, Partner, Perkins Coie LLP
  • Claudius O. Sokenu, Partner, Shearman & Sterling LLP
  • Thomas A. Sporkin, Partner, BuckleySandler LLP.
  • John Reed Stark, Managing Director, Stroz Friedberg
  • Jordan A. Thomas, Labaton Sucharow LLP
  • Michael D. Trager, Partner, Arnold & Porter LLP
  • Jonathan R. Tuttle, Debevoise & Plimpton LLP
  • Martin S. Wilczynski, Senior Managing Director, FTI Consulting Forensic and Litigation practice

*SEC Faculty are confirmed as panelists pending official SEC approval.

Please register here!

Details

When: Wednesday, November 4, 2015
7:00 am - 8:00 am (breakfast & registration)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Mayflower Renaissance Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending approval in VA and PA)

Corporate Sponsors

FTI Consulting

Stroz Friedberg

MLA2010Legal230x80

Law Firm Sponsors

Cahill

Ropes &Gray

BakerHostetler

kirkland230x60

paulweiss230x60

Debevoise

cov230x60

dp230x60

Steplogo

latham230x60

mofologo230x60

Baker230

Arnold & Porter

Jenner & Block

Milbank 230x60

PerkinsCoie