October 23, 2019, Mayflower Hotel, Washington, D.C.
Presented by Securities Docket
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Keynote Speaker: Jay Clayton
Jay Clayton, Chairman, U.S. Securities and Exchange Commission
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SEC Faculty: Steven Peikin
Steven Peikin, Co-Director, SEC Division of Enforcement
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SEC Faculty: Anita B. Bandy
Anita B. Bandy, Associate Director, SEC Division of Enforcement
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SEC Faculty: Robert A. Cohen
Robert A. Cohen, Chief, Cyber Unit, SEC Division of Enforcement
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SEC Faculty: Melissa Hodgman
Melissa Hodgman, Associate Director, SEC Division of Enforcement
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SEC Faculty: Matthew S. Jacques
Matthew S. Jacques, Chief Accountant, SEC Division of Enforcement
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SEC Faculty: Paul Kim
Paul Kim, Assistant Director, Cyber Unit, SEC Division of Enforcement
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SEC Faculty: Jane A. Norberg
Jane A. Norberg, Chief, SEC Office of the Whistleblower
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SEC Faculty: Carolyn M. Welshhans
Carolyn M. Welshhans, Associate Director, SEC Division of Enforcement
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Faculty: William R. Baker III
William R. Baker III, Partner, Latham & Watkins LLP
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Faculty: Bradley J. Bondi
Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP
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Faculty: Luke T. Cadigan
Luke Cadigan, Partner, Cooley LLP
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Faculty: George S. Canellos
George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy
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Faculty: John J. Carney
John J. Carney, Partner, Baker & Hostetler LLP
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Faculty: Andrew J. Ceresney
Andrew J. Ceresney, Partner, Debevoise & Plimpton LLP
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Faculty: Doug Davison
Doug Davison, Partner, Linklaters LLP
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Faculty: Daniel M. Gallagher, Jr.
Daniel M. Gallagher, Jr., Partner, WilmerHale
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Faculty: Elizabeth P. Gray
Elizabeth P. Gray, Partner, Willkie Farr & Gallagher LLP
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Faculty: Caz Hashemi
Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
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Faculty: Daniel M. Hawke
Daniel M. Hawke, Partner, Arnold & Porter
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Faculty: Terence Healy
Terence Healy, Partner, Hughes Hubbard & Reed LLP
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Faculty: Gerald Hodgkins
Gerald Hodgkins, Partner, Covington & Burling LLP
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Faculty: Dixie L. Johnson
Dixie L. Johnson, Partner, King & Spalding
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Faculty: Philip S. Khinda
Philip S. Khinda, Partner, Steptoe & Johnson LLP
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Faculty: Kenneth R. Lench
Kenneth R. Lench, Partner, Kirkland & Ellis LLP
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Faculty: Michael Liftik
Michael Liftik, Partner, Quinn Emanuel Urquhart & Sullivan LLP
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Faculty: Matthew T. Martens
Matthew T. Martens, Partner, WilmerHale
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Faculty: William R. McLucas
William R. McLucas, Partner, WilmerHale
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Faculty: Luis R. Mejia
Luis R. Mejia, Partner, Perkins Coie LLP
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Faculty: Claudius B. Modesti
Claudius B. Modesti, Partner, Akin Gump Strauss Hauer & Feld LLP
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Faculty: Bridget Moore
Bridget Moore, Partner, Baker Botts LLP
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Faculty: Dr. Nicole M. Moran
Dr. Nicole M. Moran, Principal, Cornerstone Research
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Faculty: Lorin L. Reisner
Lorin L. Reisner, Partner, Paul Weiss
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Faculty: Thomas A. Sporkin
Thomas A. Sporkin, Partner, Buckley LLP
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Faculty: John Reed Stark
John Reed Stark, President, John Reed Stark Consulting LLC
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Faculty: Linda Chatman Thomsen
Linda Chatman Thomsen, Counsel, Davis Polk & Wardwell LLP
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Faculty: Jonathan R. Tuttle
Jonathan Tuttle, Partner, Debevoise & Plimpton LLP
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Faculty: Dick Walker
Dick Walker, Partner, King & Spalding
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Faculty: William E. White
William E. White, Partner, Allen & Overy LLP
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Faculty: Martin S. Wilczynski
Martin S. Wilczynski, Senior Managing Director, Ankura Consulting Group
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Faculty: Kurt Wolfe
Kurt Wolfe, Associate, Troutman Sanders
Securities Enforcement Forum 2019 is the preeminent securities enforcement conference in the world. It is a unique, one-day conference in Washington, D.C. that brings together current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. This year’s conference will take place on Wednesday, October 23, 2019, in the historic Grand Ballroom of the Mayflower Hotel in Washington, D.C.
Securities Enforcement Forum 2019 will feature a Keynote discussion with SEC Chairman Jay Clayton (moderated by former SEC Commissioner Daniel M. Gallagher).
Securities Enforcement Forum 2019 will also be highlighted by a ”Directors’ Panel” that will offer insights from SEC Enforcement Co-Director Steven Peikin, as well as former SEC Enforcement Directors Andrew Ceresney, George Canellos, Bill McLucas, Linda Chatman Thomsen and Dick Walker. It will also include a full day of panels on the most pressing and critical topics in securities enforcement, including cryptocurrency, cybersecurity, financial and accounting fraud, litigation and investigation strategies, and much more. The conference will feature an unparalleled faculty, including many current senior SEC enforcement officials and over two dozen other luminaries in the securities enforcement field.
Current Faculty and Speaker List for Securities Enforcement Forum 2019:
Keynote Speaker:
- Jay Clayton, Chairman, U.S. Securities and Exchange Commission
SEC Faculty:
- Steven Peikin, Co-Director, SEC Division of Enforcement
- Anita B. Bandy, Associate Director, SEC Division of Enforcement
- Robert A. Cohen, Chief, Cyber Unit, SEC Division of Enforcement
- Melissa Hodgman, Associate Director, SEC Division of Enforcement
- Matthew Jacques, Chief Accountant, SEC Division of Enforcement
- Paul Kim, Assistant Director, Cyber Unit, SEC Division of Enforcement
- Jane A. Norberg, Chief, SEC Office of the Whistleblower
- Carolyn M. Welshhans, Associate Director, SEC Division of Enforcement
Faculty:
- William R. Baker III, Partner, Latham & Watkins LLP
- John J. Carney, Partner, BakerHostetler
- Bradley J. Bondi, Partner, Cahill Gordon & Reindel LLP
- Luke T. Cadigan, Partner, Cooley LLP
- George S. Canellos, Partner, Milbank, Tweed, Hadley & McCloy LLP
- Andrew J. Ceresney, Partner, Debevoise & Plimpton LLP
- Douglas J. Davison, Partner, Linklaters LLP
- Daniel M. Gallagher, Jr., Partner, Wilmer Hale
- Elizabeth P. Gray, Partner, Willkie Farr & Gallagher LLP
- Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
- Daniel M. Hawke, Partner, Arnold & Porter
- Terence Healy, Partner, Hughes Hubbard & Reed LLP
- Gerald Hodgkins, Partner, Covington & Burling LLP
- Dixie L. Johnson, Partner, King & Spalding LLP
- Philip S. Khinda, Partner, Steptoe & Johnson LLP
- Kenneth R. Lench, Partner, Kirkland & Ellis LLP
- Michael Liftik, Partner, Quinn Emanuel Urquhart & Sullivan LLP
- Matthew T. Martens, Partner, Wilmer Hale
- William R. McLucas, Partner, Wilmer Hale
- Luis R. Mejia, Partner, Perkins Coie LLP
- Claudius B. Modesti, Partner, Akin Gump Strauss Hauer & Feld LLP
- Bridget Moore, Partner, Baker Botts LLP
- Dr. Nicole M. Moran, Principal, Cornerstone Research
- Lorin L. Reisner, Partner, Paul, Weiss
- Thomas A. Sporkin, Partner, Buckley LLP
- John Reed Stark, John Reed Stark Consulting LLC
- Linda Chatman Thomsen, Counsel, Davis Polk & Wardwell LLP
- Jonathan R. Tuttle, Partner, Debevoise & Plimpton LLP
- Dick Walker, Partner, King & Spalding LLP
- William E. White, Partner, Allen & Overy LLP
- Martin S. Wilczynski, Senior Managing Director, Ankura Consulting Group
- Kurt Wolfe, Associate, Troutman Sanders LLP
Please register here!






























