October 9, 2013, Mayflower Hotel, Washington, D.C.
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SEC Faculty: Joseph K. Brenner
Joseph K. Brenner, Chief Counsel, SEC's Division of Enforcement
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SEC Faculty: Kara Novaco Brockmeyer
Kara Novaco Brockmeyer, Chief, SEC Enforcement Division's Foreign Corrupt Practices Act Unit
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SEC Faculty: Stephen L. Cohen
Stephen L. Cohen, Associate Director, SEC Enforcement Division
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SEC Faculty: Scott W. Friestad
Scott W. Friestad, Associate Director, SEC Enforcement Division
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SEC Faculty: Daniel M. Hawke
Daniel M. Hawke, Market Abuse Unit Chief, SEC Division of Enforcement; and Director of SEC's Philadelphia Regional Office
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Opening Keynote Speaker: SEC Commissioner Troy A. Paredes
Troy A. Paredes, Commissioner, U.S. Securities and Exchange Commission
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SEC Faculty: Howard A. Scheck
Howard A. Scheck, Chief Accountant, SEC’s Division of Enforcement
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DOJ Faculty: Deborah L. Connor
Deborah L. Connor, Assistant United States Attorney and Chief, Fraud And Public Corruption Section, United States Attorney’s Office for the District of Columbia
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DOJ Faculty: Jeffrey H. Knox
Jeffrey H. Knox, Principal Deputy Chief, Fraud Section, U.S. Department of Justice's Criminal Division.
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FINRA Faculty: J. Bradley Bennett
J. Bradley Bennett, Executive Vice President of Enforcement, FINRA
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Faculty: Christian R. Bartholomew
Christian R. Bartholomew, Partner, Weil, Gotshal & Manges LLP
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Faculty: Bradley J. Bondi
Bradley J. Bondi, Partner, Cadwalader, Wickersham & Taft LLP
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Faculty: Stephen J. Crimmins
Stephen J. Crimmins, Partner, K&L Gates
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Faculty: Dixie L. Johnson
Dixie L. Johnson, Partner, Fried Frank
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Faculty: Robert S. Khuzami
Robert S. Khuzami, former Director of the SEC's Division of Enforcement
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Faculty: William R. McLucas
William R. McLucas, Partner, WilmerHale
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Faculty: Russell G. Ryan
Russell G. Ryan, Partner, King & Spalding
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Faculty: Cheryl J. Scarboro
Cheryl J. Scarboro, Partner, Simpson Thacher & Bartlett LLP
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Faculty: The Honorable Stanley J. Sporkin
Panelist: The Honorable Stanley J. Sporkin (Ret.), Leader, BP America Ombudsman Program
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Faculty: Thomas A. Sporkin
Thomas A. Sporkin, Partner, BuckleySandler LLP.
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Faculty: John Reed Stark
John Reed Stark, Managing Director, Stroz Friedberg
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Faculty: F. Joseph Warin
F. Joseph Warin, Partner, Gibson Dunn
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Faculty: Martin S. Wilczynski
Martin Wilczynski, Senior Managing Director, FTI Consulting Forensic and Litigation Practice
Securities Enforcement Forum 2013 is a unique, one-day conference in Washington, D.C. that brings together current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. This year’s conference will take place on Wednesday, October 9, 2013, at the historic Mayflower Hotel in downtown Washington, D.C.
Securities Enforcement Forum 2013 will kick off with an Opening Keynote Speech by SEC Commissioner Troy A. Paredes, and will feature a stellar faculty – including an extraordinary number of current senior SEC enforcement officials and federal prosecutors, as well as former SEC Directors of Enforcement and over a dozen other luminaries in the securities enforcement field — who will discuss the most important issues now facing attorneys and professionals who work in this area.
Current Faculty and Speaker List for Securities Enforcement Forum 2013:
- Christian R. Bartholomew, Partner, Weil, Gotshal & Manges LLP
- J. Bradley Bennett, Executive Vice President of Enforcement, FINRA
- Bradley J. Bondi, Partner, Cadwalader, Wickersham & Taft LLP
- Joseph K. Brenner, Chief Counsel, SEC’s Division of Enforcement
- Kara Novaco Brockmeyer, Chief, SEC Enforcement Division’s Foreign Corrupt Practices Act Unit*
- Stephen L. Cohen, Associate Director, SEC Enforcement Division
- Deborah L. Connor, Assistant United States Attorney and Chief, Fraud And Public Corruption Section, United States Attorney’s Office for the District of Columbia
- Stephen J. Crimmins, Partner, K&L Gates
- Scott W. Friestad, Associate Director, SEC Enforcement Division*
- Daniel M. Hawke, Market Abuse Unit Chief, SEC Division of Enforcement; and Director of SEC’s Philadelphia Regional Office
- Dixie L. Johnson, Partner, Fried Frank
- Robert S. Khuzami, former Director of the SEC’s Division of Enforcement
- Jeffrey H. Knox, Principal Deputy Chief, Fraud Section, U.S. Department of Justice’s Criminal Division.
- William R. McLucas, Partner, WilmerHale
- Troy A. Paredes (Keynote Speaker), Commissioner, U.S. Securities and Exchange Commission
- Russell G. Ryan, Partner, King & Spalding
- Cheryl J. Scarboro, Partner, Simpson Thacher & Bartlett LLP
- Howard A. Scheck, Chief Accountant, SEC’s Division of Enforcement*
- The Honorable Stanley J. Sporkin (Ret.), Leader, BP America Ombudsman Program
- Thomas A. Sporkin, Partner, BuckleySandler LLP.
- John Reed Stark, Managing Director, Stroz Friedberg
- F. Joseph Warin, Partner, Gibson Dunn
- Martin S. Wilczynski, Senior Managing Director, FTI Consulting Forensic and Litigation practice
*Confirmed as a panelist pending official SEC approval.
Please register here!











